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Contemporary Sociological Theory


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as “culture,” “social systems,” “social stratification,” or “social roles,” set conditions for their action but do not determine their action. People – that is, acting units – do not act toward culture, social structure or the like; they act toward situations. Social organization enters into action only to the extent to which it shapes situations in which people act, and to the extent to which it supplies fixed sets of symbols which people use in interpreting their situations. These two forms of influence of social organization are important. In the case of settled and stabilized societies, such as isolated primitive tribes and peasant communities, the influence is certain to be profound. In the case of human societies, particularly modern societies, in which streams of new situations arise and old situations become unstable, the influence of organization decreases. One should bear in mind that the most important element confronting an acting unit in situations is the actions of other acting units. In modern society, with its increasing criss-crossing of lines of action, it is common for situations to arise in which the actions of participants are not previously regularized and standardized. To this extent, existing social organization does not shape the situations. Correspondingly, the symbols or tools of interpretation used by acting units in such situations may vary and shift considerably. For these reasons, social action may go beyond, or depart from, existing organization in any of its structural dimensions. The organization of a human society is not to be identified with the process of interpretation used by its acting units; even though it affects that process, it does not embrace or cover the process.

      Perhaps the most outstanding consequence of viewing human society as organization is to overlook the part played by acting units in social change. The conventional procedure of sociologists is (a) to identify human society (or some part of it) in terms of an established or organized form, (b) to identify some factor or condition of change playing upon the human society or the given part of it, and (c) to identify the new form assumed by the society following upon the play of the factor of change. Such observations permit the student to couch propositions to the effect that a given factor of change playing upon a given organized form results in a given new organized form. Examples ranging from crude to refined statements are legion, such as that an economic depression increases solidarity in the families of working-men or that industrialization replaces extended families by nuclear families. My concern here is not with the validity of such propositions but with the methodological position which they presuppose. Essentially, such propositions either ignore the role of the interpretative behavior of acting units in the given instance of change, or else regard the interpretative behavior as coerced by the factor of change. I wish to point out that any line of social change, since it involves change in human action, is necessarily mediated by interpretation on the part of the people caught up in the change – the change appears in the form of new situations in which people have to construct new forms of action. Also, in line with what has been said previously, interpretations of new situations are not predetermined by conditions antecedent to the situations but depend on what is taken into account and assessed in the actual situations in which behavior is formed. Variations in interpretation may readily occur as different acting units cut out different objects in the situation, or give different weight to the objects which they note, or piece objects together in different patterns. In formulating propositions of social change, it would be wise to recognize that any given line of such change is mediated by acting units interpreting the situations with which they are confronted.

      Students of human society will have to face the question of whether their preoccupation with categories of structure and organization can be squared with the interpretative process by means of which human beings, individually and collectively, act in human society. It is the discrepancy between the two which plagues such students in their efforts to attain scientific propositions of the sort achieved in the physical and biological sciences. It is this discrepancy, further, which is chiefly responsible for their difficulty in fitting hypothetical propositions to new arrays of empirical data. Efforts are made, of course, to overcome these shortcomings by devising new structural categories, by formulating new structural hypotheses, by developing more refined techniques of research, and even by formulating new methodological schemes of a structural character. These efforts continue to ignore or to explain away the interpretative process by which people act, individually and collectively, in society. The question remains whether human society or social action can be successfully analyzed by schemes which refuse to recognize human beings as they are, namely, as persons constructing individual and collective action through an interpretation of the situations which confront them.

      Chapter 3 Interaction Ritual Chains [2004]

      Randall Collins

      Chapter 1

      A theory of interaction ritual is the key to microsociology, and microsociology is the key to much that is larger. The smallscale, the here-and-now of face-to-face interaction, is the scene of action and the site of social actors. If we are going to find the agency of social life, it will be here. Here reside the energy of movement and change, the glue of solidarity, and the conservatism of stasis. Here is where intentionality and consciousness find their places; here, too, is the site of the emotional and unconscious aspects of human interaction. In whatever idiom, here is the empirical/experiential location for our social psychology, our symbolic or strategic interaction, our existential phenomenology or ethnomethodology, our arena of bargaining, games, exchange, or rational choice. Such theoretical positions may already seem to be extremely micro, intimate, and small scale. Yet we shall see they are for the most part not micro enough; some are mere glosses over what happens on the micro-interactional level. If we develop a sufficiently powerful theory on the micro-level, it will unlock some secrets of large- scale macrosociological changes as well.

      Let us begin with two orienting points. First, the center of microsociological explanation is not the individual but the situation. Second, the term “ritual” is used in a confusing variety of ways; I must show what I will mean by it and why this approach yields the desired explanatory results.

      […]

      Selecting an analytical starting point is a matter of strategic choice on the part of the theorist. But it is not merely an unreasoning de gustibus non disputandum est. I will attempt to show why we get more by starting with the situation and developing the individual, than by starting with individuals; and we get emphatically more than by the usual route of skipping from the individual to the action or cognition that ostensibly belongs to him or her and bypassing the situation entirely.

      A theory of interaction ritual (IR) and interaction ritual chains is above all a theory of situations. It is a theory of momentary encounters among human bodies charged up with emotions and consciousness because they have gone through chains of previous encounters. What we mean by the social actor, the human individual, is a quasi-enduring, quasi-transient flux in time and space. Although we valorize and heroize this individual, we ought to recognize that this way of looking at things, this keyhole through which we peer at the universe, is the product of particular religious, political, and cultural trends of recent centuries. It is an ideology of how we regard it proper to think about ourselves and others, part of the folk idiom, not the most useful analytical starting point for microsociology.

      This is not to say that the individual does not exist. But an individual is not simply a body, even though a body is an ingredient that individuals get constructed out of. My analytical strategy (and that of the founder of interaction ritual analysis, Erving Goffman), is to start with the dynamics of situations; from this we can derive almost everything that we want to know about individuals, as a moving precipitate across situations.

      […]

      In a strong sense, the individual is the interaction ritual chain. The individual is the precipitate of past interactional situations and an ingredient of each new situation. An ingredient, not the determinant, because a situation is an emergent property. A situation is not merely the result of the individual who comes into it, nor even of a combination of individuals (although it is that, too). Situations have laws or processes of their own; and that is what IR theory is about.

      Goffman concluded: “not men and their moments, but moments