Max Planck

Eight Lectures on Theoretical Physics


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principle which R. Clausius introduced into physics; namely, the second law of thermodynamics. This law plays a very peculiar rôle in the development of physical science, to the extent that one is not able to assert today that for it a generally recognized, and therefore objective formularization, has been found. In our present consideration it is therefore a matter of particular interest to examine more closely its significance.

      In contrast to the first law of thermodynamics, or the energy principle, the second law may be characterized as follows. While the first law permits in all processes of nature neither the creation nor destruction of energy, but permits of transformations only, the second law goes still further into the limitation of the possible processes of nature, in that it permits, not all kinds of transformations, but only certain types, subject to certain conditions. The second law occupies itself, therefore, with the question of the kind and, in particular, with the direction of any natural process.

      At this point a mistake has frequently been made, which has hindered in a very pronounced manner the advance of science up to the present day. In the endeavor to give to the second law of thermodynamics the most general character possible, it has been proclaimed by followers of W. Ostwald as the second law of energetics, and the attempt made so to formulate it that it shall determine quite generally the direction of every process occurring in nature. Some weeks ago I read in a public academic address of an esteemed colleague the statement that the import of the second law consists in this, that a stone falls downwards, that water flows not up hill, but down, that electricity flows from a higher to a lower potential, and so on. This is a mistake which at present is altogether too prevalent not to warrant mention here.

      The truth is, these statements are false. A stone can just as well rise in the air as fall downwards; water can likewise flow upwards, as, for example, in a spring; electricity can flow very well from a lower to a higher potential, as in the case of oscillating discharge of a condenser. The statements are obviously quite correct, if one applies them to a stone originally at rest, to water at rest, to electricity at rest; but then they follow immediately from the energy principle, and one does not need to add a special second law. For, in accordance with the energy principle, the kinetic energy of the stone or of the water can only originate at the cost of gravitational energy, i. e., the center of mass must descend. If, therefore, motion is to take place at all, it is necessary that the gravitational energy shall decrease. That is, the center of mass must descend. In like manner, an electric current between two condenser plates can originate only at the cost of electrical energy already present; the electricity must therefore pass to a lower potential. If, however, motion and current be already present, then one is not able to say, a priori, anything in regard to the direction of the change; it can take place just as well in one direction as the other. Therefore, there is no new insight into nature to be obtained from this point of view.

      Upon an equally inadequate basis rests another conception of the second law, which I shall now mention. In considering the circumstance that mechanical work may very easily be transformed into heat, as by friction, while on the other hand heat can only with difficulty be transformed into work, the attempt has been made so to characterize the second law, that in nature the transformation of work into heat can take place completely, while that of heat into work, on the other hand, only incompletely and in such manner that every time a quantity of heat is transformed into work another corresponding quantity of energy must necessarily undergo at the same time a compensating transformation, as, e. g., the passage of heat from a higher to a lower temperature. This assertion is in certain special cases correct, but does not strike in general at the true import of the matter, as I shall show by a simple example.

      One of the most important laws of thermodynamics is, that the total energy of an ideal gas depends only upon its temperature, and not upon its volume. If an ideal gas be allowed to expand while doing work, and if the cooling of the gas be prevented through the simultaneous addition of heat from a heat reservoir at higher temperature, the gas remains unchanged in temperature and energy content, and one may say that the heat furnished by the heat reservoir is completely transformed into work without exchange of energy. Not the least objection can be urged against this assertion. The law of incomplete transformation of heat into work is retained only through the adoption of a different point of view, but which has nothing to do with the status of the physical facts and only modifies the way of looking at the matter, and therefore can neither be supported nor contradicted through facts; namely, through the introduction ad hoc of new particular kinds of energy, in that one divides the energy of the gas into numerous parts which individually can depend upon the volume. But it is a priori evident that one can never derive from so artificial a definition a new physical law, and it is with such that we have to do when we pass from the first law, the principle of conservation of energy, to the second law.

      I desire now to introduce such a new physical law: “It is not possible to construct a periodically functioning motor which in principle does not involve more than the raising of a load and the cooling of a heat reservoir.” It is to be understood, that in one cycle of the motor quite arbitrary complicated processes may take place, but that after the completion of one cycle there shall remain no other changes in the surroundings than that the heat reservoir is cooled and that the load is raised a corresponding distance, which may be calculated from the first law. Such a motor could of course be used at the same time as a refrigerating machine also, without any further expenditure of energy and materials. Such a motor would moreover be the most efficient in the world, since it would involve no cost to run it; for the earth, the atmosphere, or the ocean could be utilized as the heat reservoir. We shall call this, in accordance with the proposal of W. Ostwald, perpetual motion of the second kind. Whether in nature such a motion is actually possible cannot be inferred from the energy principle, and may only be determined by special experiments.

      Just as the impossibility of perpetual motion of the first kind leads to the principle of the conservation of energy, the quite independent principle of the impossibility of perpetual motion of the second kind leads to the second law of thermodynamics, and, if we assume this impossibility as proven experimentally, the general law follows immediately: there are processes in nature which in no possible way can be made completely reversible. For consider, e. g., a frictional process through which mechanical work is transformed into heat with the aid of suitable apparatus, if it were actually possible to make in some way such complicated apparatus completely reversible, so that everywhere in nature exactly the same conditions be reestablished as existed at the beginning of the frictional process, then the apparatus considered would be nothing more than the motor described above, furnishing a perpetual motion of the second kind. This appears evident immediately, if one clearly perceives what the apparatus would accomplish: transformation of heat into work without any further outstanding change.

      We call such a process, which in no wise can be made completely reversible, an irreversible process, and all other processes reversible processes; and thus we strike the kernel of the second law of thermodynamics when we say that irreversible processes occur in nature. In accordance with this, the changes in nature have a unidirectional tendency. With each irreversible process the world takes a step forward, the traces of which under no circumstances can be completely obliterated. Besides friction, examples of irreversible processes are: heat conduction, diffusion, conduction of electricity in conductors of finite resistance, emission of light and heat radiation, disintegration of the atom in radioactive substances, and so on. On the other hand, examples of reversible processes are: motion of the planets, free fall in empty space, the undamped motion of a pendulum, the frictionless flow of liquids, the propagation of light and sound waves without absorption and refraction, undamped electrical vibrations, and so on. For all these processes are already periodic or may be made completely reversible through suitable contrivances, so that there remains no outstanding change in nature; for example, the free fall of a body whereby the acquired velocity is utilized to raise the body again to its original height; a light or sound wave which is allowed in a suitable manner to be totally reflected from a perfect mirror.

      What now are the general properties and criteria of irreversible processes, and what is the general quantitative measure of irreversibility? This question has been examined and answered in the most widely different ways, and it is evident here again how difficult it is to reach a correct formularization of a problem. Just as originally we came upon the trail of the energy principle