Alfred Thayer Mahan

The Influence of Sea Power upon History


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following callings related to the sea is, now as formerly, a great element of sea power; that the United States is deficient in that element; and that its foundations can be laid only in a large commerce under her own flag.

      V. National Character.--The effect of national character and aptitudes upon the development of sea power will next be considered.

      If sea power be really based upon a peaceful and extensive commerce, aptitude for commercial pursuits must be a distinguishing feature of the nations that have at one time or another been great upon the sea. History almost without exception affirms that this is true. Save the Romans, there is no marked instance to the contrary.

      All men seek gain and, more or less, love money; but the way in which gain is sought will have a marked effect upon the commercial fortunes and the history of the people inhabiting a country.

      If history may be believed, the way in which the Spaniards and their kindred nation, the Portuguese, sought wealth, not only brought a blot upon the national character, but was also fatal to the growth of a healthy commerce; and so to the industries upon which commerce lives, and ultimately to that national wealth which was sought by mistaken paths. The desire for gain rose in them to fierce avarice; so they sought in the new-found worlds which gave such an impetus to the commercial and maritime development of the countries of Europe, not new fields of industry, not event the healthy excitement of exploration and adventure, but gold and silver. They had many great qualities; they were bold, enterprising, temperate, patient of suffering, enthusiastic, and gifted with intense national feeling. When to these qualities are added the advantages of Spain's position and well-situated ports, the fact that she was first to occupy large and rich portions of the new worlds and long remained without a competitor, and that for a hundred years after the discovery of America she was the leading State in Europe, she might have been expected to take the foremost place among the sea powers. Exactly the contrary was the result, as all know. Since the battle of Lepanto in 1571, though engaged in many wars, no sea victory of any consequence shines on the pages of Spanish history and the decay of her commerce sufficiently accounts for the painful and sometimes ludicrous inaptness shown on the decks of her ships of war. Doubtless such a result is not to be attributed to one cause only. Doubtless the government of Spain was in many ways such as to cramp and blight a free and healthy development of private enterprise; but the character of a great people breaks through or shapes the character of its government, and it can hardly be doubted that had the bent of the people been toward trade, the action of government would have been drawn into the same current. The great field of the colonies, also, was remote from the centre of that despotism which blighted the growth of old Spain. As it was, thousands of Spaniards, of the working as well as the upper classes, left Spain; and the occupations in which they engaged abroad sent home little but specie, or merchandise of small bulk, requiring but small tonnage. The mother-country herself produced little but wool, fruit, and iron; her manufactures were naught; her industries suffered; her population steadily decreased. Both she and her colonies depended upon the Dutch for so many of the necessaries of life, that the products of their scanty industries could not suffice to pay for them. "So that Holland merchants," writes a contemporary, "who carry money to most parts of the world to buy commodities, must out of this single country of Europe carry home money, which they receive in payment of their goods." Thus their eagerly sought emblem of wealth passed quickly from their hands. It has already been pointed out how weak, from a military point of view, Spain was from this decay of her shipping. Her wealth being in small bulk on a few ships, following more or less regular routes, was easily seized by an enemy, and the sinews of war paralyzed; whereas the wealth of England and Holland, scattered over thousands of ships in all parts of the world, received many bitter blows in many exhausting wars, without checking a growth which, though painful, was steady. The fortunes of Portugal, united to Spain during a most critical period of her history, followed the same downward path: although foremost in the beginning of the race for development by sea, she fell utterly behind. "The mines of Brazil were the ruin of Portugal, as those of Mexico and Peru had been of Spain; all manufactures fell into insane contempt; ere long the English supplied the Portuguese not only with clothes, but with all merchandise, all commodities, even to salt-fish and grain. After their gold, the Portuguese abandoned their very soil; the vineyards of Oporto were finally bought by the English with Brazilian gold, which had only passed through Portugal to be spread throughout England." We are assured that in fifty years, five hundred millions of dollars were extracted from "the mines of Brazil, and that at the end of the time Portugal had but twenty-five millions in specie,"--a striking example of the difference between real and fictitious wealth.

      The English and Dutch were no less desirous of gain than the southern nations. Each in turn has been called "a nation of shopkeepers;" but the jeer, in so far as it is just, is to the credit of their wisdom and uprightness. They were no less bold, no less enterprising, no less patient. Indeed, they were more patient, in that they sought riches not by the sword but by labor, which is the reproach meant to be implied by the epithet; for thus they took the longest, instead of what seemed the shortest, road to wealth. But these two peoples, radically of the same race, had other qualities, no less important than those just named, which combined with their surroundings to favor their development by sea. They were by nature businessmen, traders, producers, negotiators. Therefore both in their native country and abroad, whether settled in the ports of civilized nations, or of barbarous eastern rulers, or in colonies of their own foundation, they everywhere strove to draw out all the resources of the land, to develop and increase them. The quick instinct of the born trader, shopkeeper if you will, sought continually new articles to exchange and this search, combined with the industrious character evolved through generations of labor, made them necessarily producers. At home they became great as manufacturers; abroad, where they controlled, the land grew richer continually, products multiplied, and the necessary exchange between home and the settlements called for more ships. Their shipping therefore increased with these demands of trade, and nations with less aptitude for maritime enterprise, even France herself, great as she has been, called for their products and for the service of their skips. Thus in many ways they advanced to power at sea. This natural tendency and growth were indeed modified and seriously checked at times by the interference of other governments, jealous of a prosperity which their own people could invade only by the aid of artificial support,--a support which will be considered under the head of governmental action as affecting sea power.

      The tendency to trade, involving of necessity the production of something to trade with, is the national characteristic most important to the development of sea power. Granting it and a good seaboard, it is not likely that the dangers of the sea, or any aversion to it, will deter a people from seeking wealth by the paths of ocean commerce. Where wealth is sought by other means, it may be found; but it will not necessarily lead to sea power. Take France. France has a fine country, an industrious people, an admirable position. The French navy has known periods of great glory, and in its lowest estate has never dishonored the military reputation so dear to the nation, Yet as a maritime State, securely resting upon a broad basis of sea commerce, France, as compared with other historical sea-peoples, has never held more than a respectable position. The chief reason for this, so far as national character goes, is the way in which wealth is sought. As Spain and Portugal sought it by digging gold out of the ground, the temper of the French people leads them to seek it by thrift, economy, hoarding. It is said to be harder to keep than to make a fortune. Possibly; but the adventurous temper, which risks what it has to gain more, has much in common with the adventurous spirit that conquers worlds for commerce. The tendency to save and put aside, to venture timidly and on a small scale, may lead to a general diffusion of wealth on a like small scale, but not to the risks and development of external trade and shipping interests. To illustrate,--and the incident is given only for what it is worth,--a French officer, speaking to the author about the Panama Canal, said "I have two shares in it. In France we don't do as you, where a few people take a great many shares each. With us a large number of people take one share or a very few. When these were in the market my wife said to me, 'You take two shares, one for you and one for me.'" As regards the stability of a man's personal fortunes this kind of prudence is doubtless wise; but when excessive prudence or financial timidity becomes a national trait, it must tend to hamper the expansion of commerce and of the nation's shipping. The same caution in money matters, appearing in another relation of life, has checked the production of children, and keeps the population