Dave Liu

The Way of the Wall Street Warrior


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all the others.”

      Please read over your thank-you note carefully before sending it. Some email programs allow you to build in a delay, which I would highly recommend for those of you who tend to write like you speak—with reckless abandon. Otherwise, you might get some of these classics I've received:

       “Thank you so much for meeting me today. I really enjoyed speaking with you and learning more about your firm. [CUSTOMIZE INTRO AS NEEDED].” Nothing like getting a generic email to make you feel special.

       “Mr. David Liu, I really enjoyed speaking with you about career opportunities at your firm for Latina women. You are clearly a beacon for us.” And here I thought I was only a role model for Asian American men.

       “Mr. Dave Loo.” My personal favorite, especially from British candidates who showed immense self-control. I know I wouldn't be able to keep it together if Johnny Shitter interviewed me.

       “Please excuse typos. Sent from my iPhone.” You do realize that a typo is grounds for termination on Wall Street?

      This works because of reciprocity bias, or the impulse to do what Jesus said: “Do unto others as you would have them do unto you”—but in a positive way. Wall Street is built on this. You do my deals, and I'll do yours. If you invest in my fund, I'll invest in yours. What started out as one caveman asking the other to scratch his hairy back, quickly devolved into co-investing in each other's funds to perpetuate a Ponzi scheme. Imagine, Wall Street might not have existed if a caveman had invented the back scratcher.

       The Godfather (1972). What does the Mafia have to do with Wall Street? Everything! Every senior person you meet will liken himself to Don Corleone, even the women. Watch and learn. Oh, and if you're ever referred to as “Fredo,” watch your back!

       The Godfather: Part II (1974). Watch this to see what happens when you betray your firm. It doesn't end well. It also explains why your boss is such a jerk. They didn't start like that. Society made them that way.

       Margin Call (2011). All-time true-story fiction showing how Lehman Brothers really came within a gnat's hair of ending morning Starbucks macchiatos for everyone on both coasts.

       The Big Short (2015). Ever wonder how the Great Recession led to you moving to a trailer park? This is “Securitization for Dummies.”

       Trading Places (1983). Confidence-booster that provides scientific evidence that any schmuck can make it on Wall Street.

       The Wolf of Wall Street (2013). Mostly fictional account of the glamorous life of fourth-tier stockbrokers who you'll never meet at a real investment bank. Oh, except the dwarf-tossing. That's authentic.

       Glengarry Glen Ross (1992). This is about real estate salesmen, but they coined one of the mantras of all salespeople all over the world: ABC—Always Be Closing. Don't think defining your job as sales is too lowbrow. It's all about the sale! And don't think you deserve anything if you aren't generating sales. Remember Alec Baldwin's warning: “Coffee's for Closers!”

       Wall Street (1987). 100 percent complete and utter crap; a classic example of a Wall Street movie written by a Hollywood outsider who created characters that are bastard composites of multiple jobs. Little to no redeeming qualities except for creating the one-liner every wannabe investment banker cites to simultaneously prove how knowledgeable and douchey he is: “Greed Is Good.”

      Key Takeaways

       Treat the interview like a performance; rehearse, rehearse, rehearse. Do pre-mortems to double-check yourself.

       Be aware of your initial impression as it will set the stage for everything.

       Be the pitch that satisfies what your prospective employer really wants and recognize that you're a walking example of the Greater Fool Theory.

       Pass the Cleveland Airport Test.

       Treat interviewing like dating.

       Exaggerate with half-truths, but never lie; otherwise, you might fail the Clammy-Hand Test.

       Reciprocity bias means bribes work.

       Know your target industry's media to project cultural fit.

      1 1 Return on investment is relevant because companies determine compensation by paying you the least amount possible to keep you from quitting.

      2 2 For the vast majority of you who don't read anymore, he was a journalist at the New Yorker and made a very serious faux pas on Zoom.

      3 3 Maslow's Hierarchy of Needs is a theory of motivation which states that five categories of human needs dictate an individual's behavior: physiological (food and clothing) needs, safety (job security) needs, love and belonging (friendship) needs, esteem needs, and self-actualization needs.

      I've said it before, but it bears repeating: Connect. Connect. Connect. It's all about connections: who you know, what you have in common with the interviewer, and how you