Michael Arnheim

Why Rome Fell


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Augustus, Tiberius and Claudius had been exempted. However, this important document, only about half of which has survived on a bronze plaque, also contains a clause (number VI) conferring on Vespasian (r. 69–79) the right and power to do and execute “…whatever he shall consider to be in accordance with the public interest and the dignity of divine and human, public and private interests,” just like Augustus, Tiberius, and Claudius. (CIL VI. 930 = ILS 244.) The less than pellucid language of this clause has aroused great controversy. What exactly is the scope of the power described here? Taken literally and in isolation, it would appear to confer on Vespasian an all-encompassing power. However, this is restricted by the clause about the emperor’s dispensation from the laws, which exempts him only from those laws from which Augustus, Tiberius, and Claudius had been exempted. And even Clause VI makes it clear that Vespasian is not being granted any more power than had already been possessed by Augustus, Tiberius, and Claudius. There is a negative subtext here, as only the “good” emperors are cited as precedents, while the names of Gaius Caligula, Nero, Galba, Otho, and Vitellius are all studiously omitted. So, Vespasian is possibly being warned here not to assume any powers that the “bad” emperors may have arrogated to themselves. On the other hand, the broad powers conferred by Clause VI are far more extensive than the constitutional position depicted in Augustus’s Res Gestae, discussed in Chapter 1. Although that document is a work of propaganda, the reason for the inclusion of Augustus’s name in the Lex de Imperio may also have an ulterior motive, possibly to attribute to the revered founder of the regime novel powers being conferred on Vespasian.

      Whatever the precise constitutional position of the emperor may have been in the Principate, in practice, Diocletian’s position was not very different. What was of greater concern to him was to break the longstanding pattern of “absolutism tempered by assassination,” a description originally applied to Tsarist Russia but equally applicable to the Roman Empire in the third century before Diocletian’s accession.

      The Tetrarchy

      Diocletian Chopped the Provinces into Pieces

      The provinces which suffered the greatest reductions were, predictably enough, the old proconsular provinces of Africa and Asia. The former was divided into three provinces: Africa, Byzacena, and Tripolitana; the latter was even more finely fragmented, into six provinces: Asia, Helespontus, Lydia, Caria, Phrygia I and Phrygia II. (Verona Codex). The truncated provinces of Africa and Asia were the only proconsular provinces under the tetrarchy and, as such, exempt from the authority of praetorian prefects and vicars. All the new African and Asian provinces, like all the other provinces everywhere else except for those of Italy and Achaea, were praesidial.

      Titles of Honor

      In this study, the terms “noble,” “aristocrat,” and “member of the (senatorial) aristocracy” are used interchangeably to refer to someone of senatorial birth or senatorial origin, by which is meant someone whose father at least was a clarissimus (literally highly distinguished). While this usage of the term “noble” is a departure from the strict Republican use of nobilis to refer to the holder of a consulate or one of his descendants, it accords with the meaning of the word as used in the fourth century by writers such as Symmachus (c. 345–402) and the historian Ammianus Marcellinus (c. 330–c. 400). (Symm. Rel. III.7; Amm. XVI.10.13.)

      While all nobles were clarissimi, not all clarissimi were nobles. By the time of Diocletian, the title vir clarissimus had been in common use for well over a century to refer to a senator or a man of senatorial rank. The title was hereditary as we know from the examples that we have of the title clarissimus puer (highly distinguished boy), dating back at least to 197 (ILS 1143). The clarissimate was not confined to men and boys, for we also find the titles clarissima puella (highly distinguished girl) and clarissima femina (highly distinguished lady), the latter title coming to a woman from her father or her husband.

      The clarissimate was the late Empire’s equivalent to the laticlavium of the Principate, referring to the broad purple stripe on the tunic worn by senators. Just as, in that period, a novus homo (new man) could be awarded this honor by the emperor or be “adlected” (added), by the emperor to men of senatorial rank, a practice that appears to have been initiated by the Emperor Claudius (r. 41–54); so, in the late Empire individuals could be raised to the clarissimate by an imperial codicillus clarissimatus (diploma of clarissimate status), and the title could be extended to the holders of an ever-increasing number of hitherto equestrian state posts. (See CTh XII.74.5 (371); Cassiodorus Variae 6.14.)

      Clarissimi became senators proper in the traditional way, namely by holding one or other of the republican magistracies, and it was still normal practice for young nobles to become senators unless too poor to be able to afford the expenditure which the tenure of a republican magistracy now entailed. Membership of the Senate was no longer of any practical significance because the Senate as an institution was powerless, and it is hardly surprising that its meetings were so unattractive to its members that the quorum had to be fixed at fifty. (Symm. Or. VI.)