Paul Kennedy

The Rise and Fall of the Great Powers


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crushed. Friendly regimes would have been maintained in France and England. Only Scandinavia, Poland, Muscovy, and the lands still under Ottoman rule would not have been subject to Habsburg power and influence – and the concomitant triumph of the Counter-Reformation. Although Europe even then would not have approached the unity enjoyed by Ming China, the political and religious principles favoured by the twin Habsburg centres of Madrid and Vienna would have greatly eroded the pluralism that had so long been the continent’s most important feature.

      The chronology of this century and a half of warfare can be summarized briefly in a work of analysis like this. What probably strikes the eye of the modern reader much more than the names and outcome of various battles (Pavia, Lützen, etc.) is the sheer length of these conflicts. The struggle against the Turks went on decade after decade; Spain’s attempt to crush the Revolt of the Netherlands lasted from the 1560s until 1648, with only a brief intermission, and is referred to in some books as the Eighty Years War; while the great multidimensional conflict undertaken by both Austrian and Spanish Habsburgs against successive coalitions of enemy states from 1618 until the 1648 Peace of Westphalia has always been known as the Thirty Years War. This obviously placed a great emphasis upon the relative capacities of the different states to bear the burdens of war, year after year, decade after decade. And the significance of the material and financial underpinnings of war was made the more critical by the fact that it was in this period that there took place a ‘military revolution’ which transformed the nature of fighting and made it much more expensive than hitherto. The reasons for that change, and the chief features of it, will be discussed shortly. But even before going into a brief outline of events, it is as well to know that the military encounters of (say) the 1520s would appear very small-scale, in terms of both men and money deployed, compared with those of the 1630s.

      The first series of major wars focused upon Italy, whose rich and vulnerable city-states had tempted the French monarchs to invade as early as 1494 – and, with equal predictability, had produced various coalitions of rival powers (Spain, the Austrian Habsburgs, even England) to force the French to withdraw.6 In 1519, Spain and France were still quarrelling over the latter’s claim to Milan when the news arrived of Charles V’s election as Holy Roman emperor and of his combined inheritance of the Spanish and Austrian territories of the Habsburg family. This accumulation of titles by his archrival drove the ambitious French king, Francis I (1515–47), to instigate a whole series of countermoves, not just in Italy itself, but also along the borders of Burgundy, the southern Netherlands, and Spain. Francis I’s own plunge into Italy ended in his defeat and capture at the battle of Pavia (1525), but within another four years the French monarch was again leading an army into Italy – and was again checked by Habsburg forces. Although Francis once more renounced his claims to Italy at the 1529 Treaty of Cambrai, he was at war with Charles V over those possessions both in the 1530s and in the 1540s.

      Given the imbalance in forces between France and the Habsburg territories at this time, it was probably not too difficult for Charles V to keep blocking these French attempts at expansion. The task became the harder, however, because as Holy Roman emperor he had inherited many other foes. Much the most formidable of these were the Turks, who not only had expanded across the Hungarian plain in the 1520s (and were besieging Vienna in 1529), but also posed a naval threat against Italy and, in conjunction with the Barbary corsairs of North Africa, against the coasts of Spain itself.7 What also aggravated this situation was the tacit and unholy alliance which existed in these decades between the Ottoman sultan and Francis I against the Habsburgs: in 1542, French and Ottoman fleets actually combined in an assault upon Nice.

      Charles V’s other great area of difficulty lay in Germany, which had been torn asunder by the Reformation and where Luther’s challenge to the old order was now being supported by a league of Protestant princely states. In view of his other problems, it was scarcely surprising that Charles V could not concentrate his energies upon the Lutheran challenge in Germany until after the mid-1540s. When he did so, he was at first quite successful, especially by defeating the armies of the leading Protestant princes at the battle of Mühlberg (1547). But any enhancement of Habsburg and imperial authority always alarmed Charles V’s rivals, so that the northern German princes, the Turks, Henry II of France (1547–59), and even the papacy all strove to weaken his position. By 1552, French armies had moved into Germany, in support of the Protestant states, who were thereby able to resist the centralizing tendencies of the emperor. This was acknowledged by the Peace of Augsburg (1555), which brought the religious wars in Germany to a temporary end, and by the Treaty of Cateau-Cambresis (1559), which brought the Franco-Spanish conflict to a close. It was also acknowledged, in its way, by Charles V’s own abdications – in 1555 as Holy Roman emperor to his brother Ferdinand I (emperor, 1555–64), and in 1556 as king of Spain in favour of his son Philip II (1556–98). If the Austrian and Spanish branches remained closely related after this time, it now was the case (as the historian Mamatey puts it) that ‘henceforth, like the doubleheaded black eagle in the imperial coat of arms, the Habsburgs had two heads at Vienna and at Madrid, looking east and west’.8

      While the eastern branch under Ferdinand I and his successor Maximilian II (emperor, 1564–76) enjoyed relative peace in their possessions (save for a Turkish assault of 1566–7), the western branch under Philip II of Spain was far less fortunate. The Barbary corsairs were attacking the coasts of Portugal and Castile, and behind them the Turks were resuming their struggle for the Mediterranean. In consequence, Spain found itself repeatedly committed to major new wars against the powerful Ottoman Empire, from the 1560 expedition to Djerba, through the tussle over Malta in 1565, the Lepanto campaign of 1571, and the dingdong battle over Tunis, until the eventual truce of 1581.9 At virtually the same time, however, Philip’s policies of religious intolerance and increased taxation had kindled the discontents in the Habsburg-owned Netherlands into an open revolt. The breakdown of Spanish authority there by the mid-1560s was answered by the dispatch northward of an army under the Duke of Alba and by the imposition of a military despotism – in turn provoking full-scale resistance in the seagirt, defensible Dutch provinces of Holland and Zeeland, and causing alarm in England, France, and northern Germany about Spanish intentions. The English were even more perturbed when, in 1580, Philip II annexed neighbouring Portugal, with its colonies and its fleet. Yet, as with all other attempts of the Habsburgs to assert (or extend) their authority, the predictable result was that their many rivals felt obliged to come in, to prevent the balance of power becoming too deranged. By the 1580s, what had earlier been a local rebellion by Dutch Protestants against Spanish rule had widened into a new international struggle.10 In the Netherlands itself, the warfare of siege and countersiege continued, without spectacular results. Across the Channel, in England, Elizabeth I had checked any internal (whether Spanish or papal-backed) threats to her authority and was lending military support to the Dutch rebels. In France, the weakening of the monarchy had led to the outbreak of a bitter religious civil war, with the Catholic League (supported by Spain) and their rivals the Huguenots (supported by Elizabeth and the Dutch) struggling for supremacy. At sea, Dutch and English privateers interrupted the Spanish supply route to the Netherlands, and took the fight farther afield, to West Africa and the Caribbean.

      At some periods in the struggle, especially in the late 1580s and early 1590s, it looked as if the powerful Spanish campaign would succeed; in September 1590, for example, Spanish armies were operating in Languedoc and Brittany, and another army under the outstanding commander the Duke of Parma was marching upon Paris from the north. Nevertheless, the lines of the anti-Spanish forces held, even under that sort of pressure. The charismatic French Huguenot claimant to the crown of France, Henry of Navarre, was flexible enough to switch from Protestantism to Catholicism to boost his claims – and then to lead an ever-increasing part of the French nation against the invading Spaniards and the discredited Catholic League. By the 1598 Peace of Vervins – the year of the death of Philip II of Spain – Madrid agreed to abandon all interference in France. By that time, too, the England of Elizabeth was also secure. The great Armada of 1588, and two later Spanish invasion attempts, had failed miserably – as had the effort to exploit