Paul Kennedy

The Rise and Fall of the Great Powers


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a rising standard of living with a growing population.74 Yet it still remained vital to preserve the proper balance between the country’s military and naval effort on the one hand and the encouragement of the national wealth on the other; by the end of the Protectorate, that balance had become a little too precarious.

      This crucial lesson in statecraft emerges the more clearly if one compares England’s rise with that of the other ‘flank’ power, Sweden.75 Throughout the sixteenth century, the prospects for the northern kingdom looked poor. Hemmed in by Lübeck and (especially) by Denmark from free egress to western Europe, engaged in a succession of struggles on its eastern flank with Russia, and repeatedly distracted by its relationship with Poland, Sweden had enough to do simply to maintain itself; indeed, its severe defeat by Denmark in the war of 1611–13 hinted that decline rather than expansion would be the country’s fate. In addition, it had suffered from internal fissures, which were constitutional rather than religious, and had resulted in confirming the extensive privileges of the nobility. But Sweden’s greatest weakness was its economic base. Much of its extensive territory was Arctic waste, or forest. The scattered peasantry, largely self-sufficient, formed 95 per cent of a total population of some 900,000; with Finland, about a million and a quarter – less than many of the Italian states. There were few towns and little industry; a ‘middle class’ was hardly to be detected; and the barter of goods and services was still the major form of exchange. Militarily and economically, therefore, Sweden was a mere pigmy when the youthful Gustavus Adolphus succeeded to the throne in 1611.

      Two factors, one external, one internal, aided Sweden’s swift growth from these unpromising foundations. The first was foreign entrepreneurs, in particular the Dutch but also Germans and Walloons, for whom Sweden was a promising ‘undeveloped’ land, rich in raw materials such as timber and iron and copper ores. The most famous of these foreign entrepreneurs, Louis de Geer, not only sold finished products to the Swedes and bought the raw ores from them; he also, over time, created timber mills, foundries, and factories, made loans to the king, and drew Sweden into the mercantile ‘world system’ based chiefly upon Amsterdam. Soon the country became the greatest producer of iron and copper in Europe, and these exports brought in the foreign currency which would soon help to pay for the armed forces. In addition, Sweden became self-sufficient in armaments, a rare feat, thanks again to foreign investment and expertise.76

      The internal factor was the well-known series of reforms instituted by Gustavus Adolphus and his aides. The courts, the treasury, the tax system, the central administration of the chancery, and education were but some of the areas made more efficient and productive in this period. The nobility was led away from faction into state service. Religious solidarity was assured. Local as well as central government seemed to work. On these firm foundations, Gustavus could build a Swedish navy so as to protect the coasts from Danish and Polish rivals and to ensure the safe passage of Swedish troops across the Baltic. Above all, however, the king’s fame rested upon his great military reforms: in developing the national standing army based upon a form of conscription, in training his troops in new battlefield tactics, in his improvements of the cavalry and introduction of mobile, light artillery, and finally in the discipline and high morale which his leadership gave to the army, Gustavus had at his command perhaps the best fighting force in the world when he moved into northern Germany to aid the Protestant cause during the summer of 1630.77

      Such advantages were all necessary, since the dimensions of the European conflict were far larger, and the costs far heavier, than anything experienced in the earlier local wars against Sweden’s neighbours. By the end of 1630 Gustavus commanded over 42,000 men; twelve months later, double that number; and just before the fateful battle of Lützen, his force had swollen to almost 150,000. While Swedish troops formed a corps d’élite in all the major battles and were also used to garrison strategic strongpoints, they were insufficient in number to form an army of that size; indeed, four-fifths of that ‘Swedish’ army of 150,000 consisted of foreign mercenaries, Scots, English, and Germans, who were fearfully expensive. Even the struggles against Poland in the 1620s had strained Swedish public finance, but the German war threatened to be far more costly. Remarkably, however, the Swedes managed to make others pay for it. The foreign subsidies, particularly those paid by France, are well known but they covered only a fraction of the costs. The real source was Germany itself: the various princely states, and the free cities, were required to contribute to the cause, if they were friendly; if they were hostile, they had to pay ransoms to avoid plunder. In addition, this vast Swedish-controlled army exacted quarter, food, and fodder from the territories on which it was encamped. To be sure, this system had already been perfected by the emperor’s lieutenant, Wallenstein, whose policy of exacting ‘contributions’ had financed an imperial army of over 100,000 men;78 but the point here is that it was not the Swedes who paid for the great force which helped to check the Habsburgs from 1630 until 1648. In the very month of the Peace of Westphalia itself, the Swedish army was looting in Bohemia; and it was entirely appropriate that it withdrew only upon the payment of a large ‘compensation’.

      Although this was a remarkable achievement by the Swedes, in many ways it gave a false picture of the country’s real standing in Europe. Its formidable war machine had been to a large degree parasitic; the Swedish army in Germany had to plunder in order to live – otherwise the troops mutinied, which hurt the Germans more. Naturally, the Swedes themselves had had to pay for their navy, for home defences, and for forces employed elsewhere than in Germany; and, as in all other states, this had strained governmental finances, which led to desperate sales of crown lands and revenues to the nobility, thus reducing long-term income. The Thirty Years War had also taken a heavy toll in human life, and the extraordinary taxes burdened the peasantry. Furthermore, Sweden’s military successes had given it a variety of trans-Baltic possessions – Estonia, Livonia, Bremen, most of Pomerania – which admittedly brought commercial and fiscal benefits, but the cost of maintaining them in peacetime or defending them in wartime from jealous rivals was to bring a far higher charge upon the Swedish state than had the great campaigning across Germany in the 1630s and 1640s.

      Sweden was to remain a considerable power, even after 1648, but only at the regional level. Indeed, under Charles X (1654–60) and Charles XI (1660–97), it was arguably at its height in the Baltic arena, where it successively checked the Danes and held its own against Poland, Russia, and the rising power of Prussia. The turn toward absolutism under Charles XI augmented the royal finances and thus permitted the upkeep of a large peacetime standing army. Nonetheless, these were measures to strengthen Sweden as it slowly declined from the first ranks. In Professor Roberts’s words:

      For a generation Sweden had been drunk with victory and bloated with booty: Charles XI led her back into the grey light of everyday existence, gave her policies appropriate to her resources and her real interests, equipped her to carry them out, and prepared for her a future of weight and dignity as a second-class power.79

      These were no mean achievements, but in the larger European context they had limited significance. And it is interesting to note the extent to which the balance of power in the Baltic, upon which Sweden no less than Denmark, Poland, and Brandenburg depended, was being influenced and ‘manipulated’ in the second half of the seventeenth century by the French, the Dutch, and even the English, for their own purposes, by subsidies, diplomatic interventions, and, in 1644 and 1659, a Dutch fleet.80 Finally, while Sweden could never be called a ‘puppet’ state in this great diplomatic game, it remained an economic midget compared with the rising powers of the West, and tended to become dependent upon their subsidies. Its foreign trade around 1700 was but a small fraction of that possessed by the United Provinces or England; its state expenditure was perhaps only one-fiftieth that of France.81 On this inadequate material base, and without the possibility of access to overseas colonies, Sweden had little chance – despite its admirable