project moved ahead in spite of Schoenberg, who pronounced the subject matter inappropriate. Berg went so far as to conceal his labors from his former teacher, at one point leading him to believe that he was working on an ostensibly more pressing task: a biography of Arnold Schoenberg.
Freud spoke of the “return of the repressed”; in Wozzeck, tonality will not be denied. When the curtain goes up, Wozzeck is administering a morning shave to his captain. The music scrapes like a razor: one abrasive five-note string chord slides down to another, comprising ten notes in all. But the top three notes in the first chord spell Dminor; the second chord contains the notes of A-flat minor; the remaining four notes in the opening group form a diminished seventh. (Think of those paintings by Turner and Monet in which familiar forms are buried under layers of impasto paint.) The latent tonalities emerge more clearly in the following scene, where Wozzeck collects kindling with a comrade and hallucinates a world on fire. They come to the surface in the third scene, with the entrance of Marie, Wozzeck’s common-law wife.
Marie is something more than a fin-de-siècle cartoon of instinctual Woman; although she stereotypically lusts for a muscular Drum Major, she is, on the whole, an independent, fully formed character, one who balances her sexual desires with strong religious feeling and dotes lovingly on her child. Marie’s lullaby to her son is unabashedly Romantic, richly if eccentrically tonal. It begins with a familiar sound—the five-note Salome chord that Berg had already quoted in his Altenberg songs. Yet the music is also intimately related to Wozzeck’s more dissonant gamut of sounds. The main motifs for husband and wife both contain the notes of a theme that is first heard in the opening scene, when Wozzeck sings of his desperate situation—“Wir arme Leut,” or “We poor people.” This signifies that both Wozzeck and Marie are victims of a larger injustice.
If there is one malign character in Wozzeck, it is the doctor, who does everything in his power to accelerate his patient’s decline, in the belief that this “beautiful aberratio mentalis partialis” will guarantee his immortality. The Doctor dominates the fourth scene of Act I, which takes the form of a Passacaglia, or variations over a ground bass. The theme is a row of twelve notes, which serves to represent the character’s ruthless rationality, his urge to reduce humans to data. The Doctor even sings a little aria to his intellect at the end: “Oh my theory! Oh my fame!” At one point there is a quotation from Schoenberg’s Five Pieces for Orchestra. One wonders if the Doctor has a little Schoenberg in him. Berg loved to encode messages in his scores, and it may be no accident that when the doctor enters, the bass line moves from A to E-flat, or, in German lettering, A Es—Schoenberg’s initials. Wozzeck answers with the notes B-flat and A, which in German are spelled B A—Berg, Alban. (When Berg wrote this music, Schoenberg had not yet announced his twelve-tone method, which is described in Chapter 6.)
By the last scene of Act I, when the brutish Drum Major forces himself on Marie to the tune of dissonated C-major chords and the strains of “We poor people,” the method of the opera is clear. Strongly dissonant writing suggests the working of abstractions: the cruelty of authority, the relentlessness of fate, the power of economic oppression. Tonal elements represent basic emotions—a mother’s love for her child, a soldier’s lust for flesh, Wozzeck’s jealous rage. The scheme contradicts Schoenberg’s utopian notion that the new language could replace the old. Instead, Berg returns to the method of Mahler and Strauss, for whom the conflict of consonance and dissonance was the forge of the most intense expression. Consonance is all the sweeter in the moment before its annihilation. Dissonance is all the more frightening in contrast to what it destroys. Beauty and terror skirmish, fighting for Wozzeck’s hollow soul.
Berg took pride in the fact that each scene in Wozzeck is based on a historical form: Suite, Passacaglia, Rondo, and so on. Act II is a five-movement symphony, and in the opening Sonata Allegro, Wozzeck’s paranoia is developed like a classical theme. Once a level of maximum dissonance has been reached, there comes a sudden respite in the form of a C-major chord: this marks the moment that Wozzeck hands over to Marie the money he has earned for suffering through the sadistic games of the Captain and the Doctor. It is the last display of uncomplicated tenderness between the two.
In the second movement (Invention and Fugue on Three Themes), the Captain and the Doctor amuse themselves again by tormenting their charge, implanting in him the fatal idea that Marie has slept with the Drum Major. Wozzeck confronts his wife in the slow Largo movement, accompanied by the same fifteen instruments that Schoenberg used in his First Chamber Symphony (Schoenberg’s marital crisis of 1908 might be a subtext). The Scherzo of the “symphony” is set in an inn full of drunken revelers; a stage band plays a Mahlerian Ländler waltz, dissonantly distorted. Wozzeck’s humiliation reaches its height in the Rondo marziale, the last movement, when he tries unsuccessfully to find rest in a barracks full of atonally snoring soldiers. The Drum Major barges in, bragging of his conquest of Marie. Wozzeck whistles at him derisively and is beaten to a pulp.
At the beginning of Act III, Marie reads aloud from the Bible to her child, her mind swaying back and forth between the calm glow of Christian verities and the virus-like action of fear and guilt. A heart-stoppingly beautiful horn theme—an extract from a piano piece that Berg had written during his studies with Schoenberg—is almost immediately scrubbed out by twelve-note patterns and other “difficult” features. When Wozzeck enters, the note B begins droning in various sections of the orchestra, sometimes high and sometimes low. The couple walks by a pond. The moon rises, and each of them comments on the apparition. “How the moon rises red,” Marie says. “Like a bloody iron,” Wozzeck adds. Büchner’s writing here looks ahead to the Symbolist poetry of Wilde’s Salomé, and, as if on cue, trumpets, horns, and violas play a transposition of Strauss’s Salome chord, with its hint of outlaw sexuality on the brink of destruction.
Wozzeck takes out his knife as the timpani pound away at the fatal note. He kills Marie suddenly and unceremoniously, without much commentary from the orchestra. Once he rushes from the scene, though, the orchestra reenacts the death with an incredible succession of sounds. The B returns, humming almost inaudibly on a muted horn. Then instrument after instrument joins in on the same pitch, creating a super-bright beam of tone. As the composer and theorist Robert Cogan has demonstrated, by way of spectrographic imaging of sounds, the scoring of this single note produces an exceptionally rich mass of overtones, with a chord of B major at its root. After a climactic dissonant chord and a shuddering death-rhythm on the bass drum, the crescendo begins again, now with a battery of percussion added, so that clean overtones give way to a toneless wash of noise. “Like the murder scene,” Cogan writes, “this climactic passage reaches the ultimate in human limits, extending from the threshold of audibility to the threshold of pain.”
As if with a rapid cinematic cut, the scene changes to a tavern, where an out-of-tune upright piano is playing a rickety polka, employing the same rhythm that has just been heard on the bass drum. Wozzeck is seated at one of the tables, blood dripping from his hand. The locals stop their wild dancing to accuse him of murder, and he rushes back to the pond to wash away the evidence. As the orchestra plays rippling transpositions of a six-note chord, he sinks beneath the waves. The Captain and the Doctor walk by a moment later, marveling at the uncanny stillness of the scene. It is as if they were studying a canvas at a Secession exhibition.
Now comes the masterstroke. At the end of the next-to-last scene, the orchestra delivers a kind of wordless oration, which, in Berg’s own words, is “a confession of the author who now steps outside the dramatic action on the stage … an appeal to humanity through its representatives, the audience.” There is a palpable break in the musical language, as Berg makes use of a piece that he wrote back in 1908 or 1909—a sketch for a Mahlerian Sonata in D Minor. (The composer associated this music with the singer Helene Nahowski, whom he married in 1911, and he apparently inserted it in the opera at her request.) Dissonance stages a counterstrike: trombones deliver a stentorian “We poor people,” twelve woodwinds mass together in a twelve-note chord, and sheets of sound in the percussion replicate the terror of Marie’s murder. Finally, the bass instruments pound out a rising fourth, and D minor crashes back in. All this sounds like something more than a lament for two human beings; it may be a tribute to what Thomas Mann called the “worldwide festival of death”—the Great War itself.
The ending is breathtakingly bleak. We see Wozzeck and Marie’s