What is its general thrust? We may briefly anticipate our findings here by saying that its main trend is its growing distance from, and progressive dissolution of, realism.
3) The literature of the major realists of the day. For the most part these writers do not belong to any literary set; they are swimming against the mainstream of literary development, in fact, against the two currents noted above. As a general pointer to the complexion of this contemporary form of realism, we need only mention the names of Gorky, Thomas and Heinrich Mann and Romain Rolland.
In the articles which leap so passionately to the defence of the rights of modern art against the presumptuous claims of the so-called neo-classicists, these leading figures of contemporary literature are not even mentioned. They simply do not exist in the eyes of modernist literature and its chroniclers. In Ernest Bloch’s interesting work Erbschaft dieser Zeit, a book rich both in information and in ideas, the name of Thomas Mann occurs only once, unless my memory deceives me; the author refers to Mann’s (and Wassermann’s) ‘bourgeois refinement’ [soignierte Bürgerlichkeit] and with that he dismisses the matter.
Views such as these turn the entire discussion on its head. It is high time to put it back on its feet and take up cudgels on behalf of the best modern literature, against its ignorant detractors. So the terms of the debate are not classics versus modernists; discussion must focus instead on the question: which are the progressive trends in the literature of today? It is the fate of realism that hangs in the balance.
2.
One of Ernst Bloch’s criticisms of my old essay on Expressionism is that I devoted too much attention to the theoreticians of the movement. Perhaps he will forgive me if I repeat this ‘mistake’ here and this time make his critical remarks on modern literature the focal point of my analysis. For I do not accept the view that the theoretical descriptions of artistic movements are unimportant – even when they make statements that are theoretically false. It is at such moments that they let the cat out of the bag and reveal the otherwise carefully concealed ‘secrets’ of the movement. Since, as a theoretician, Bloch is of quite a different stature than Picard and Pinthus were in their day, it is not unreasonable for me to examine his theories in somewhat greater depth.
Bloch directs his attack at my view of ‘totality’. (We may leave out of account the extent to which he interprets my position correctly. What is at issue is not whether I am right or whether he has understood me correctly, but the actual problem under discussion.) The principle to be refuted, he believes, is ‘the undiluted objective realism which characterized Classicism’. According to Bloch my thought is premissed throughout ‘on the idea of a closed and integrated reality … Whether such a totality in fact constitutes reality is open to question. If it is, then Expressionist experiments with disruptive and interpolative techniques are but an empty jeu d’esprit, as are the more recent experiments with montage and other devices making for discontinuity.’
Bloch regards my insistence on a unified reality as a mere hangover from the systems of classical idealism, and he goes on to formulate his own position as follows: ‘What if authentic reality is also discontinuity? Since Lukács operates with a closed, objectivistic conception of reality, when he comes to examine Expressionism, he resolutely sets his face against any attempt on the part of artists to shatter any image of the world, even that of capitalism. Any art which strives to exploit the real fissures in surface inter-relations and to discover the new in their crevices, appears in his eyes merely as a wilful act of destruction. He thereby equates experiments in demolition with a condition of decadence.’
Here we have a coherent theoretical justification of the development of modern art, one which goes right to the heart of the ideological issues at stake. Bloch is absolutely right: a fundamental theoretical discussion of these questions ‘would raise all the problems of the dialectical-materialist theory of reflection [Abbildlehre]’. Needless to say, we cannot embark on such a discussion here, although I personally would greatly welcome the opportunity to do so. In the present debate we are concerned with a much simpler question, namely, does the ‘closed integration’, the ‘totality’ of the capitalist system, of bourgeois society, with its unity of economics and ideology, really form an objective whole, independent of consciousness?
Among Marxists – and in his latest book Bloch has stoutly proclaimed his commitment to Marxism – there should be no dispute on this point. Marx says: ‘The relations of production of every society form a whole.’ We must underscore the word ‘every’ here, since Bloch’s position essentially denies that this ‘totality’ applies to the capitalism of our age. So although the difference between our views seems to be immediate, formal and non-philosophical, one which revolves instead round a disagreement about the socio-economic interpretation of capitalism, nevertheless, since philosophy is a mental reflection of reality, important philosophical disagreements must be implicit in it.
It goes without saying that our quotation from Marx has to be understood historically – in other words, economic reality as a totality is itself subject to historical change. But these changes consist largely in the way in which all the various aspects of the economy are expanded and intensified, so that the ‘totality’ becomes ever more closely-knit and substantial. After all, according to Marx, the decisive progressive role of the bourgeoisie in history is to develop the world market, thanks to which the economy of the whole world becomes an objectively unified totality. Primitive economies create the superficial appearance of great unity; primitive-communist villages or towns in the early Middle Ages are obvious examples. But in such a ‘unity’ the economic unit is linked to its environment, and to human society as a whole, only by a very few threads. Under capitalism, on the other hand, the different strands of the economy achieve a quite unprecedented autonomy, as we can see from the examples of trade and money – an autonomy so extensive that financial crises can arise directly from the circulation of money. As a result of the objective structure of this economic system, the surface of capitalism appears to ‘disintegrate’ into a series of elements all driven towards independence. Obviously this must be reflected in the consciousness of the men who live in this society, and hence too in the consciousness of poets and thinkers.
Consequently the movement of its individual components towards autonomy is an objective fact of the capitalist economic system. Nevertheless this autonomy constitutes only one part of the overall process. The underlying unity, the totality, all of whose parts are objectively interrelated, manifests itself most strikingly in the fact of crisis. Marx gives the following analysis of the process in which the constituent elements necessarily achieve independence: ‘Since they do in fact belong together, the process by means of which the complementary parts become independent must inevitably appear violent and destructive. The phenomenon in which their unity, the unity of discrete objects, makes itself felt, is the phenomenon of crisis. The independence assumed by processes which belong together and complement each other is violently destroyed. The crisis thus makes manifest the unity of processes which had become individually independent.’2
These, then, are the fundamental objective components of the ‘totality’ of capitalist society. Every Marxist knows that the basic economic categories of capitalism are always reflected in the minds of men, directly, but always back to front. Applied to our present argument this means that in periods when capitalism functions in a so-called normal manner, and its various processes appear autonomous, people living within capitalist society think and experience it as unitary, whereas in periods of crisis, when the autonomous elements are drawn together into unity, they experience it as disintegration. With the general crisis of the capitalist system, the experience of disintegration becomes firmly entrenched over long periods of time in broad sectors of the population which normally experience the various manifestations of capitalism in a very immediate way.
3.
What has all this to do with literature?
Nothing at all for any theory – like those of Expressionism or Surrealism – which denies that literature has any reference to objective reality. It means a great deal, however, for a Marxist theory of literature. If literature is a particular form by means of which objective reality is reflected, then it becomes of crucial importance for it to grasp that reality as it truly is, and not merely to confine itself to reproducing whatever manifests